Investment Loss Investigation: Ameriprise Financial Services, Inc.

Published by RP Legal Group
December 1, 2014

Rikard & Protopapas, LLC is investigating claims against former stockbroker and financial advisor, Julie A. Smith (CRD# 2267957) and broker-dealer firm, Ameriprise Financial Services, Inc. Please call us at 803-978-6111 or click here to have your claim evaluated today.

Julie A. Smith has been working with Ameriprise Financial Services since 2000 and was serving as a financial advisor in West Columbia, South Carolina. According to FINRA’s broker check system she is no longer licensed.

Ameriprise Financial Services is a broker-dealer firm registered with both the Securities Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Its main office is located in Minneapolis, Minnesota, with firm operations in all fifty states, Puerto Rico and the U.S. Virgin Islands.